SEC fines for cybersecurity breaches: How to increase your security and avoid penalties

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SEC fines for cybersecurity breaches: How to increase your security and avoid penalties

10/21/2021 02:00 PM - 03:00 PM (CT)

Cybersecurity is at the forefront of the news today. With large amounts of money and data on high-net-worth individuals, wealth and asset management firms are not immune to cybersecurity attacks and are appealing targets for cyber criminals. Yet the sector has only recently been making large-scale efforts to improve its cybersecurity. To thrive in today’s complex business environment — and keep pace with rapid transformation in the digital era — you need a dynamic approach to risk and regulation.

Three key takeaways from this discussion:

• Form a better understanding of how hacks happen and how cybercriminals break into systems and steal data.
• Learn how to become more resistant to cybersecurity attacks and make them less likely to happen in your organization.
• Develop a plan to document your cybersecurity program to meet regulatory scrutiny.

Join us for a fireside chat moderated by Anna Kooi, partner and leader of Wipfli’s Financial Services industry practice, with speakers, Paul Lally, partner and Wipfli’s Wealth and Asset Management practice leader, Tom Wojcinski, director in Wipfli’s cybersecurity and technology management practice and Brian Hamburger, founder and managing member of the Hamburger Law Firm.

External speaker

Brian Hamburger, Founder, President & CEO of MarketCounsel Consulting and Chief Counsel of the Hamburger Law Firm