How Does Your Compliance Management System Rate? (Credit Unions)

Financial Institutions

July 01, 2013
by Shelley Foster

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The effectiveness of a compliance management system depends on many factors, including the Supervisory Committee’s and senior management’s philosophy regarding compliance, employee knowledge and expertise, past compliance performance, and appropriate corrective action for identified weaknesses and violations.

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Length: 2 pages (PDF 84 kB)

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